The Project
- Risk register to warning signs – applying risk appetite
- Barriers to success and dealing with false positives
- Weighting metrics
- The role of RCSA and warning signs
- Committee reporting and review
- Case Study
Specific Areas and Warning Signs (1)
- High risk areas:
- Money laundering
- Fraud
- Sanctions
Specific Areas and Warnings Signs (2)
- Warning Signs in Business Areas
- HR
- Finance
- Operations
- Treasury
Specific Areas and Warnings Signs (3)
- Warning Signs in Regulatory Areas
- Capital
- Credit
- Liquidity
- Building this into a consistent framework